89
10.17
Form of Severance Compensation Agreement with Randall J. Scott, dated April 23, 2013 (incorporated by reference to
Exhibit 10.1 to the Company’s Form 8-K as filed with the SEC on April 26, 2013) *
10.18
Placement Agent Agreement, dated September 24, 2013, by and between the Company and H.C. Wainwright & Co.,
LLC (incorporated by reference to Exhibit 10.1 to the Company’s Form 8-K as filed with the SEC on September 27,
2013)
10.19
Securities Purchase Agreement, dated September 24, 2013, by and among the Company and certain investors
(incorporated by reference to Exhibit 10.2 to the Company’s Form 8-K as filed with the SEC on September 27, 2013)
10.20
Form of Common Share Purchase Warrant (incorporated by reference to Exhibit 10.3 to the Company’s Form 8-K as
filed with the SEC on September 27, 2013)
10.21
Change in Control Agreement, dated January 27, 2014, between Paul H. Zink and the Company (incorporated by
reference to Exhibit 10.1 to the Company’s Form 8-K as filed with the SEC on January 29, 2014) *
10.22
Severance Compensation Agreement, dated January 27, 2014, between Kelli Kast-Brown and the Company
(incorporated by reference to Exhibit 10.2 to the Company’s Form 8-K as filed with the SEC on January 29, 2014) *
10.23
Professional Services Agreement between the Company and Applied Petrographics, dated January 31, 2014
(incorporated by reference to Exhibit 10.26 to the Company’s Form 10-K filed with the SEC on March 17, 2014) *
10.24
Severance Compensation Agreement, dated June 16, 2014, between Paul H. Zink and the Company (incorporated by
reference to Exhibit 10.1 to the Company’s Form 8-K filed with the SEC on June 17, 2014)*
21.1
Subsidiaries of the Company (incorporated by reference to Exhibit 21.1 to the Company’s Form 10-K as filed with the
SEC on September 28, 2011)
23.1
Consent of EKS&H, LLLP +
23.2
Consent of Alan Noble, Ore Reserves Engineering +
31.1
Certification of the Chief Executive Officer pursuant to Rule 13a-14 of the Exchange Act +
31.2
Certification of the Chief Financial Officer pursuant to Rule 13a-14 of the Exchange Act +
32.1
Certification of the Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 +
32.2
Certification of the Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 +
101.INS XBRL Instance Document **
101.SCH XBRL Taxonomy Extension Schema Document **
101.CAL XBRL Taxonomy Extension Calculation Linkbase Document **
101.DEF XBRL Taxonomy Extension Definition Linkbase Document **
101.LAB XBRL Taxonomy Extension Label Linkbase Document **
101.PRE XBRL Taxonomy Extension Presentation Linkbase Document **
+ Filed herewith.
* Indicates a management contract or compensatory plan or arrangement.
**These interactive data files are furnished and deemed not filed or part of a registration statement or prospectus for
purposes of Sections 11 or 12 of the Securities Act of 1933, as amended, are deemed not filed for purposes of
Section 18 of the Securities Exchange Act of 1934, as amended, and otherwise are not subject to liability under
those sections.
